Latest news with #investment strategies
Yahoo
2 days ago
- Business
- Yahoo
Eagle Point Securities Offers Institutional Private Credit Strategies to Private Wealth Clients
GREENWICH, Conn., August 11, 2025--(BUSINESS WIRE)--Eagle Point Securities LLC ("Eagle Point Securities"), a wholesale distributor of alternative investment strategies to private wealth clients, announced that it serves as exclusive dealer manager for investment funds representing over $2 billion of assets. The funds offered by Eagle Point Securities provide individual investors with access to institutional investment strategies with established track records and a history of delivering strong returns while seeking to provide principal protection. The funds offered by Eagle Point Securities are managed by Eagle Point Credit Management LLC and its affiliates (together, "Eagle Point"), a leading private credit investment manager with over $12 billion in assets.1 The investment strategies include Portfolio Debt Securities,2 regulatory capital relief transactions, strategic credit investments and collateralized loan obligation securities. Eagle Point Securities has developed a suite of purpose-built investment opportunities designed to enable financial advisors to support their clients and construct balanced investment portfolios. Eagle Point Securities brings its extensive knowledge of private credit and other alternative investments to provide training and education to financial advisors, while demonstrating how certain funds and offerings can enhance an investment portfolio. "Since inception, Eagle Point has served the evolving needs of global institutional investors by seeking to provide access to investments with reliable income, capital preservation and diversification beyond traditional markets," said Joseph Roth, President of Eagle Point Securities. "With significant and growing demand for private credit, we established Eagle Point Securities to offer the same strategies, performance and quality of experience to financial advisors and individual investors that Eagle Point's institutional clients have benefited from for over a decade." "We founded Eagle Point with the belief that private credit markets offer opportunities for innovation, income and long-term value. Eagle Point Securities is an extension of that mission – making institutional alternative private credit strategies accessible to financial advisors and their clients," said Thomas Majewski, Founder and Managing Partner of Eagle Point. Eagle Point Securities is the Dealer Manager for Eagle Point Institutional Income Fund, Eagle Point Enhanced Income Trust, Eagle Point Credit Company's Series AA and AB Perpetual Preferred Stock offering and at-the-market share issuances offered by Eagle Point Credit Company (NYSE: ECC) and Eagle Point Income Company (NYSE: EIC). About Eagle Point Securities LLC Eagle Point Securities, based in Greenwich, Connecticut, is a wholesale distributor of alternative investments focused on delivering institutional private credit strategies to financial advisors and their clients. As an affiliate of Eagle Point, Eagle Point Securities provides access to specialized offerings supported by a 12-year track record in private markets. Eagle Point was founded in 2012 by Thomas Majewski and manages over $12 billion in assets.1 Eagle Point Securities is a member of FINRA and SIPC. Learn more about Eagle Point Securities at or contact service@ Forward-Looking Statements This press release may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Statements other than statements of historical facts included in this press release may constitute forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors. Eagle Point Securities undertakes no duty to update any forward-looking statement made herein. All forward-looking statements speak only as of the date of this press release. Securities Disclosure This press release is provided for informational purposes only and does not constitute an offer to sell, or a solicitation to purchase, securities. Such offer is only made by a prospectus, which includes details as to the offering and other material information. An investor should consider the investment objectives, risks, and charges and expenses of a fund carefully before investing. Risk Disclosures and Important Information An investment in Eagle Point Institutional Income Fund, Eagle Point Enhanced Income Trust or Eagle Point Credit Company's Series AA and AB Preferred Stock offering (each, a "Fund") is not appropriate for all investors and is not intended to be a complete investment program. Each Fund is designed as a long-term investment, not a trading vehicle, and you may be unable to sell your shares. An investment in a Fund should be considered illiquid. Past performance is not indicative of, or a guarantee of, future performance. An investment in a Fund is speculative and entails substantial risk, including the possible loss of some or all of one's investment. There can be no assurance that a Fund's investment objectives will be achieved. Each Fund utilizes leverage, which involves risk, including possible high volatility and declines of the Fund's net asset value. The securities in which each Fund invests involve multiple risks, including unhedged credit exposure to companies with speculative-grade ratings and leverage, pricing volatility and illiquidity risk. Such investments may not pay interest or repay principal when due and are subject to prepayment risk. 1Represents gross assets under management, inclusive of committed but undrawn capital, managed by Eagle Point and certain of its affiliates, as of May 31, 2025. 2Eagle Point defines "Portfolio Debt Securities" as primarily debt and preferred equity securities or instruments (including debt and preferred securities which are convertible into common equity) issued by funds and investment vehicles, such as business development companies ("BDCs"), registered closed-end investment companies, unregistered private funds, real estate investment trusts ("REITs") and sponsors of such vehicles, to finance a portion of their underlying investment portfolios. View source version on Contacts Investor Relations:203-900-5833service@ Error in retrieving data Sign in to access your portfolio Error in retrieving data Error in retrieving data Error in retrieving data Error in retrieving data
Globe and Mail
30-07-2025
- Business
- Globe and Mail
Elle Caruso Fitzgerald From the ETF Investing Channel Announces Publication of New Article on Options-Based ETFs
New York, New York--(Newsfile Corp. - July 30, 2025) - Elle Caruso Fitzgerald, a leading voice from VettaFi's ETF Investing Channel, has announced the publication of her latest article, highlighting how active management can add an edge to options-based ETFs. Looking at The Fidelity Hedged Equity ETF (FHEQ), Fitzgerald Fidelity's fund is designed to offer investors both growth potential and a meaningful reduction in market volatility and exposure to drawdowns. Why Active Management is Key for Options-Based ETFs FHEQ is actively managed. Fidelity designed FHEQ to offer investors both growth potential and a meaningful reduction in market volatility and exposure to drawdowns. It achieves this through two main components: an equity allocation and a diversified allocation of exchange-traded S&P 500 Index put options. To view the full article, please visit About the ETF Investing Channel Sponsored by Fidelity Investments The ETF Investing Channel on ETF Trends is a comprehensive resource dedicated to providing investors with the latest news, insights, and expert analysis on exchange-traded funds (ETFs). Whether you're a seasoned investor or new to the world of ETFs, this channel offers valuable content on market trends, portfolio strategies, and investment opportunities. Explore in-depth articles, video updates, and industry commentary to stay ahead of the curve and make informed decisions in the ever-evolving ETF space. About VettaFi VettaFi is a leading provider of data-driven insights and specialized services for asset managers and investors, bringing together a wealth of expertise to support client success. At the core of VettaFi is a commitment to fostering strong relationships and delivering innovative solutions that help clients engage, grow, and thrive in an increasingly complex financial landscape.
Associated Press
30-07-2025
- Business
- Associated Press
Elle Caruso Fitzgerald From the ETF Investing Channel Announces Publication of New Article on Options-Based ETFs
New York, New York--(Newsfile Corp. - July 30, 2025) - Elle Caruso Fitzgerald, a leading voice from VettaFi's ETF Investing Channel, has announced the publication of her latest article, highlighting how active management can add an edge to options-based ETFs. Looking at The Fidelity Hedged Equity ETF (FHEQ), Fitzgerald Fidelity's fund is designed to offer investors both growth potential and a meaningful reduction in market volatility and exposure to drawdowns. Why Active Management is Key for Options-Based ETFs FHEQ is actively managed. Fidelity designed FHEQ to offer investors both growth potential and a meaningful reduction in market volatility and exposure to drawdowns. It achieves this through two main components: an equity allocation and a diversified allocation of exchange-traded S&P 500 Index put options. To view the full article, please visit About the ETF Investing Channel Sponsored by Fidelity Investments The ETF Investing Channel on ETF Trends is a comprehensive resource dedicated to providing investors with the latest news, insights, and expert analysis on exchange-traded funds (ETFs). Whether you're a seasoned investor or new to the world of ETFs, this channel offers valuable content on market trends, portfolio strategies, and investment opportunities. Explore in-depth articles, video updates, and industry commentary to stay ahead of the curve and make informed decisions in the ever-evolving ETF space. About VettaFi VettaFi is a leading provider of data-driven insights and specialized services for asset managers and investors, bringing together a wealth of expertise to support client success. At the core of VettaFi is a commitment to fostering strong relationships and delivering innovative solutions that help clients engage, grow, and thrive in an increasingly complex financial landscape. For more information about VettaFi, please visit Media Contact: Elle Caruso [email protected] To view the source version of this press release, please visit
Yahoo
22-07-2025
- Business
- Yahoo
5 Ways Trump's Policies Could Alter Your Financial Advisor's Advice
Under President Trump, financial deregulation could reshape what financial advisors disclose to clients and what products they offer. This could result in increased risk exposure, lower fees and sales prioritized over fiduciary duty. In other words, each executive order from the Trump administration seems to slightly tweak everyone's financial plan. Read Next: Try This: 'While most people in finance complain about compliance and regulation, in general, the efforts have made getting good financial advice easier for consumers,' said Jay Zigmont, Ph.D., CFP, founder of Childfree Wealth. 'There is a balancing act between having enough regulation to ensure safety and being overly burdensome.' When it comes to your wealth management and personal financial goals, it's always a good idea to stay aware of what is coming down the pike from Washington. Here are five questions answered about the ways your financial advisor's advice could change under Trump. Will There Be More Options? Trump's deregulation of the financial sector could lead to greater access to new financial products, such as alternative investments or easier entry into less-regulated markets. 'This could have the benefit of fostering more diverse portfolios,' said Christopher Stroup, founder and president of Silicon Beach Financial. 'Deregulation could also lead to more aggressive retirement plans and investment strategies, which could offer higher returns, but increased risks.' Stroup said financial deregulation could also improve credit accessibility, which benefits consumers with less traditional backgrounds. Be sure to check with a certified financial planner (CFP) or registered investment advisor to see how the federal government might be altering your investment management. Be Aware: Will There Be Improved Access to Investment Opportunities? Brad Clark, founder and CEO of Solomon Financial, said funds normally reserved for accredited investors could be a big opportunity for the average investor. Potentially, this means you won't have to jump through hoops to buy, sell, earn money or tweak your investment portfolio. 'Regulators have made the determination that if an investor does not earn enough or have enough investible assets, they are not smart enough to invest in certain funds,' Clark said. 'Most accredited investors have no better understanding of the market than the typical investor. The regulators could not be more off on this.' In addition, Clark said there can be good reasons for consumers to invest in a financial product that offers a large upfront bonus and then slowly withdraw funds over time. 'Regulators tend to look at this as 'churning,' but it can be a great strategy or opportunity for clients,' he said. Will There Be Potential Conflicts of Interest? Deregulation may make it more challenging for consumers to find good financial advice that is free of conflicts. 'For example, there has been a long-standing battle over whether everyone giving financial advice has to be a fiduciary,' Zigmont said. 'A fiduciary has to put your interests ahead of their own.' Zigmont cited the U.S. Department of Labor's efforts, reported by Reuters, under the Biden administration to 'close a loophole in fiduciary standards that didn't apply to recommendations for purchases of non-securities, such as fixed index annuities, which insurance companies typically sell.' According to Reuters, 'Investments in such annuities are attractive to risk-averse investors and have grown rapidly, but also come with higher costs. The [Biden] White House estimated the fiduciary rule could have saved retirees $5 billion a year on such investments.' However, the insurance industry challenged the Biden-era regulations. According to Reuters, a federal judge blocked these regulations last year and sided with insurance groups who 'argued that the rule improperly treated as fiduciaries those who provide one-time recommendations to retirees, such as for rolling over investments from an ERISA plan to an individual retirement account, or IRA.' Will Trump Policies Weaken Protections? Deregulation could weaken protections, like transparency in fees or accountability for financial products. 'To safeguard your finances, consumers should do thorough research, diversify their investments and work with fiduciary advisors who are committed to their clients' best interests,' Stroup said. He recommended asking potential advisors about how they're paid — for example, if they receive commissions or are offered incentives to recommend certain products to their clients. 'Seeking independent advisors and reading the fine print of your investment options can help you avoid conflicts of interest.' Zigmont said financial deregulations could create a 'buyer-beware mentality' among consumers, especially regarding the compensation structures of their financial advisors. 'Fee-only financial planners are paid only by their clients and receive no commissions or incentives to push products,' Zigmont said. 'If you are getting 'free' financial advice, you need to know that the planner is getting paid to sell you something.' Will There Be Lower Fees? Deregulating the banking or insurance sectors could reduce compliance costs, which could be passed on to the consumer through lower fees. Whether you are tweaking your estate plan or need help with your investment strategy, it is beneficial when you pay less to get quality help. 'Additionally, easier entry into fintech could provide consumers with more options, improved accessibility and reduced costs for specific financial services,' Stroup said. Caitlyn Moorhead contributed to the reporting for this article. More From GOBankingRates 9 Downsizing Tips for the Middle Class To Save on Monthly Expenses This article originally appeared on 5 Ways Trump's Policies Could Alter Your Financial Advisor's Advice Sign in to access your portfolio
